Most Important Terms and Conditions (MITC)
Applicable to research services provided by Rinki Shyamlal Jaiswal, SEBI Reg. No. INH000026415, as required for SEBI Registered Research Analysts.
Scope of Services
These terms and conditions, and the consent given thereon, are for the research services provided by the Research Analyst (Rinki Shyamlal Jaiswal). The RA cannot execute or carry out any trade (purchase or sell transaction) on behalf of the client. Clients are advised not to permit the RA to execute any trade on their behalf.
Fees
The fee charged by the RA to the client will be subject to the maximum amount prescribed by SEBI / Research Analyst Administration and Supervisory Body (RAASB) from time to time (applicable only for Individual and HUF clients).
The RA may charge fees in advance if agreed by the client. Such advance shall not exceed the period stipulated by SEBI, presently one year. In case of premature termination of the RA services by either the client or the RA, the client shall be entitled to seek a refund of proportionate fees only for the unexpired period.
Fees may be paid through cheque, online bank transfer, UPI, and similar modes. Cash payment is not allowed. Clients may optionally pay through the Centralized Fee Collection Mechanism (CeFCoM) managed by BSE Limited, the currently recognized RAASB.
Conflict of Interest
The RA is required to abide by the applicable regulations, circulars, and directions specified by SEBI and RAASB from time to time, in relation to disclosure and mitigation of any actual or potential conflict of interest. The RA will endeavor to promptly inform the client of any conflict of interest that may affect the services being rendered.
No Guaranteed Returns
Any assured, guaranteed, or fixed-returns schemes, or any other schemes of a similar nature, are prohibited by law. No scheme of this nature shall be offered to the client by the RA.
The RA cannot guarantee returns, profits, accuracy, or risk-free investments from the use of the RA’s research services. All opinions, projections, and estimates are based on analysis of available data under certain assumptions as of the date of preparation or publication of the research report.
Any investment made based on recommendations in research reports is subject to market risks, and recommendations do not provide any assurance of returns. There is no recourse to claim any losses incurred on investments made based on the recommendations in the research report. Any reliance placed on the research report shall be as per the client’s own judgement and assessment of the conclusions contained in it.
“SEBI registration, enlistment with RAASB, and NISM certification do not guarantee the performance of the RA or ensure any returns to the client.”
Grievances
Step 1: The client should first contact the RA using the details on this website, or the following contact details:
Customer Support Head / CEO: Rinki Shyamlal Jaiswal
Phone: +91 89993 73050
Step 2: If the resolution is unsatisfactory, the client can lodge a grievance through SEBI’s SCORES platform at SEBI SCORES Portal.
Step 3: The client may also consider Online Dispute Resolution (ODR) through the Smart ODR portal at SEBI SMART ODR Portal.
Client Responsibilities
Clients are required to keep contact details, including email ID and mobile number(s), updated with the RA at all times.
Impersonation and Fraud
“The RA shall never ask for the client’s login credentials and OTPs” for the client’s Trading Account, Demat Account, and Bank Account. Never share such information with anyone, including the RA.
For impersonation fraud, use the Cyber Crime Reporting Portal: Cyber Crime Reporting Portal. Report online financial fraud at the National Cybercrime Helpline number 1930.